CFA協(xié)會(huì)認(rèn)可的工作經(jīng)驗(yàn)

2013-01-10 22:35 來源：中國會(huì)計(jì)網(wǎng)

申請證書時(shí)的工作經(jīng)驗(yàn)是如何確認(rèn)的？

如果我中途跳槽了，那以前的工作經(jīng)驗(yàn)如何確認(rèn)？難道還要去找老單位？
只需要您現(xiàn)在的雇主對(duì)你提交的工作經(jīng)驗(yàn)簽字認(rèn)可并推薦您加入CFA協(xié)會(huì)，再加上一個(gè)CFA資格持有人推薦就可以了加入CFA協(xié)會(huì)并獲取CFA頭銜，工作經(jīng)驗(yàn)可以在考前、考中和考后都可以累計(jì)。

申請成為CFA持證人需要多少年的工作經(jīng)驗(yàn)？

在通過CFA三級(jí)考試后，需要4年（48個(gè)月）被認(rèn)可的專業(yè)工作經(jīng)驗(yàn)，不論是參加CFA考試前、考試中、考試后積累的工作經(jīng)驗(yàn)，都是被認(rèn)可的。

被認(rèn)可的工作經(jīng)驗(yàn)有哪些？

認(rèn)可的工作經(jīng)驗(yàn)包括：直接參與投資決策過程或者為投資決策過程提供支持等相關(guān)工作。

參見以下職位列表和相關(guān)工作經(jīng)驗(yàn)的描述：

職位列表舉例
職位本身的名稱不能直接決定是否被CFA協(xié)會(huì)認(rèn)可，主要是日常工作中涉及到的職務(wù)內(nèi)容必須50%以上和投資決策相關(guān)的才是被認(rèn)可。如果所從事的工作在以下舉例的職位以外，但工作中涉及的職務(wù)內(nèi)容和投資決策相關(guān)，亦可提供詳細(xì)的工作經(jīng)驗(yàn)給CFA協(xié)會(huì)，也是被認(rèn)可的。

工作職位列表：

Accountant
Actuary
Auditor
Compliance analyst/officer
Consultant
Corporate chief financial officer
Corporate finance analyst
Client service representative or relationship
manager
Derivatives analyst
Economist
Financial adviser
Financial journalist/editor
Institutional sales professional/business
development (buy and sell side)
Investment banking analyst
Investment consultant

Investment strategist
Investor relations
Mutual fund sales
Portfolio administrator
Portfolio manager
Private client investment adviser
Product/software developer
Professor/instructor
Quantitative investment or risk analyst
Real estate investment manager
Regulator
Securities trader
Securities underwriter
Security/investment analyst
Supervisor of investment firm
Valuator of closely held business
Venture capital analyst

工作經(jīng)驗(yàn)描述
You must spend at least 50% of your time in the investment decision-making process in order for your work experience to qualify. Keep in mind that there are no "good" or "bad" job titles. Just tell us how your experience relates to the investment decision-making process and be as descriptive as possible.

Job Title	Work Experience Description	Descriptive Enough?
Portfolio Manager	Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.	Yes
	Rebalance portfolios; perform reporting.	No (too brief)
Securities Underwriter	Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.	Yes
	My company provides risk analysis and financial planning for customers.	No (does not describe job duties
Auditor	I perform financial statement audits of investment companies and in the process test the custody and pricing of the portfolios. Used Bloomberg and learned the accounting of several security types, including equities, bonds, options, and futures.	Yes
	Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.	No (does not add value to the investment decision-making process)
Quantitative Investment Analyst	As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset allocations, construct portfolios, and perform derivative analysis.	Yes
	My work is related to product design and quantitative analysis.	No (too brief)
Consultant	I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.	Yes
	Management consulting for the financial services industry.	No (too brief)
Actuary	I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.	Yes
	Support annual actuarial valuation process. Benefit calculations.	No (does not add value)