CFA協(xié)會認(rèn)可的工作經(jīng)驗

　　申請證書時的工作經(jīng)驗是如何確認(rèn)的?

　　如果我中途跳槽了，那以前的工作經(jīng)驗如何確認(rèn)?難道還要去找老單位?

　　只需要您現(xiàn)在的雇主對你提交的工作經(jīng)驗簽字認(rèn)可并推薦您加入CFA協(xié)會，再加上一個CFA資格持有人推薦就可以了加入CFA協(xié)會并獲取CFA頭銜，工作經(jīng)驗可以在考前、考中和考后都可以累計。

　　申請成為CFA持證人需要多少年的工作經(jīng)驗?

　　在通過CFA三級考試后，需要4年(48個月)被認(rèn)可的專業(yè)工作經(jīng)驗，不論是參加CFA考試前、考試中、考試后積累的工作經(jīng)驗，都是被認(rèn)可的。

　　被認(rèn)可的工作經(jīng)驗有哪些?

　　認(rèn)可的工作經(jīng)驗包括：直接參與投資決策過程或者為投資決策過程提供支持等相關(guān)工作。

　　參見以下職位列表和相關(guān)工作經(jīng)驗的描述：

　　職位列表舉例

　　職位本身的名稱不能直接決定是否被CFA協(xié)會認(rèn)可，主要是日常工作中涉及到的職務(wù)內(nèi)容必須50%以上和投資決策相關(guān)的才是被認(rèn)可。如果所從事的工作在以下舉例的職位以外，但工作中涉及的職務(wù)內(nèi)容和投資決策相關(guān)，亦可提供詳細的工作經(jīng)驗給CFA協(xié)會，也是被認(rèn)可的。

　　工作職位列表：

　　Accountant

　　Actuary

　　Auditor

　　Compliance analyst/officer

　　Consultant

　　Corporate chief financial officer

　　Corporate finance analyst

　　Client service representative or relationship

　　manager

　　Derivatives analyst

　　Economist

　　Financial adviser

　　Financial journalist/editor

　　Institutional sales professional/business

　　development (buy and sell side)

　　Investment banking analyst

　　Investment consultant

　　Investment strategist

　　Investor relations

　　Mutual fund sales

　　Portfolio administrator

　　Portfolio manager

　　Private client investment adviser

　　Product/software developer

　　Professor/instructor

　　Quantitative investment or risk analyst

　　Real estate investment manager

　　Regulator

　　Securities trader

　　Securities underwriter

　　Security/investment analyst

　　Supervisor of investment firm

　　Valuator of closely held business

　　Venture capital analyst

　　工作經(jīng)驗描述

　　You must spend at least 50% of your time in the investment decision-making process in order for your work experience to qualify. Keep in mind that there are no "good" or "bad" job titles. Just tell us how your experience relates to the investment decision-making process and be as descriptive as possible.

　　Job Title

　　Work Experience Description

　　Descriptive Enough?

　　Portfolio Manager

　　Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.

　　Yes

　　Rebalance portfolios; perform reporting.

　　No (too brief)

　　Securities Underwriter

　　Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.

　　Yes

　　My company provides risk analysis and financial planning for customers.

　　No (does not describe job duties

　　Auditor

　　I perform financial statement audits of investment companies and in the process test the custody and pricing of the portfolios. Used Bloomberg and learned the accounting of several security types, including equities, bonds, options, and futures.

　　Yes

　　Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.

　　No (does not add value to the investment decision-making process)

　　Quantitative Investment Analyst

　　As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset

　　allocations, construct portfolios, and perform derivative analysis.

　　Yes

　　My work is related to product design and quantitative analysis.

　　No (too brief)

　　Consultant

　　I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.

　　Yes

　　Management consulting for the financial services industry.

　　No (too brief)

　　Actuary

　　I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.

　　Yes

　　Support annual actuarial valuation process. Benefit calculations.

　　No (does not add value)